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Growing within the Lines: The Investment Adviser's Advertising and Marketing Compliance Guide

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Growing within the Lines: The Investment Adviser's Advertising and Marketing Compliance Guide

Challenging economic times can present ripe marketing opportunities for investment advisers to acquire new clients. However, Registered Investment Advisors (RIA), as well as other investment adviser representatives, may be all too familiar with how difficult it can be to attract clients in today s highly-regulated environment where there are a myriad of advertising pitfalls.
Growing within the Lines: The Investment Adviser s Advertising and Marketing Compliance Guide offers frank discussions on:
The rules of engagement for advisors marketing and advertising efforts
Strategies to marking ethically and effectively, without stepping out of regulatory bounds
Understanding how to fulfill your fiduciary duty to existing and prospective clients
New ways to market your products and services, while reducing your risk and increasing awareness of common pit-falls and compliance issues

Country	USA
Author	Les Abromovitz
Binding	Paperback
EAN	9780872189676
Edition	1st
Feature	list_price
ISBN	0872189678
Label	National Underwriter Company
Manufacturer	National Underwriter Company
NumberOfPages	152
PublicationDate	2008-11-28
Publisher	National Underwriter Company
SKU	ACOMMP2_book_new_0872189678
Studio	National Underwriter Company
ReleaseDate	0000-00-00

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